Compliance Associate – Multi-Strategy Hedge Fund – New York
OCR Alpha is partnering with a premier multi-strategy hedge fund managing in excess of $15bn AUM, with offices across the world’s leading financial centres. The firm has built a strong reputation for its disciplined investment approach and institutional infrastructure, alongside an impressive track record of staff retention and internal progression.
They are now looking to hire a Compliance Associate to join their Midtown Manhattan office, operating on a hybrid working model. This is a broad, generalist compliance role within a lean, high-calibre team, reporting directly to the Chief Compliance Officer. The position offers genuine day-to-day interaction with senior leadership and exposure across the full compliance framework of a global hedge fund platform.
The role will span core advisory and oversight responsibilities, including maintaining and enhancing compliance policies and procedures, supporting regulatory filings and examinations, overseeing employee monitoring programmes, reviewing investor communications and marketing materials, and conducting trade surveillance and post-trade monitoring. You will also contribute to firm-wide risk assessments, internal controls reviews and wider governance initiatives. Given the size and structure of the team, this is a hands-on role offering meaningful responsibility and long-term development potential.
Requirements
The successful candidate will have several years of compliance experience within investment management or a regulated financial services environment, with strong familiarity with US regulatory requirements. Prior exposure to the SEC / RIA framework is preferred.
