Our client is seeking an Investment Compliance Operations Associate to support their growing investment platform. This role helps ensure investment activity aligns with regulatory and client requirements while supporting operational processes across the organization.
Responsibilities
- Assist with daily compliance monitoring and issue resolution
- Support investment activity reviews and internal controls
- Maintain compliance documentation and tracking
- Partner with cross-functional teams on operational needs and process improvements
Qualifications
- 4–7 years of experience in compliance, operations, or financial services
- Exposure to investment or trading environments preferred
- Charles River Development experience
