JCW is partnered with a leading broker-dealer firm that's looking to hire a AML Compliance Officer. An ideal candidate will have prior financial crime compliance experience at another broker-dealer, investment bank, or RIA.
Day-to-day you will:
- Develop and implement policies and procedures across a variety of business units.
- Assist with AML monitoring and reporting.
- Coordinate with trading teams, technology, and other relevant stakeholders across the organization to escalate and remediate issues identified through the course of reviews.
- Assist with AML related compliance trainings.
